As a fee-based registered investment advisor I offer proprietary managed
programs which are held in separate accounts at TD Ameritrade Institutional.
Managed Portfolio Program
Individually selected and managed mutual fund portfolios designed for growth
but tailored specifically to your investment policy regarding your objectives
and risk tolerance. Market timing is generally not a part of this program and
asset allocations are adjusted infrequently and are primarily based on changes
to your specific situation and not on changing economic conditions. However,
under extreme conditions where market risk seems to have increased significantly,
switching to a defensive allocation is something that I will not hesitate to
recommend and have implemented in the past.
Managed Income Program
Fixed income mutual fund portfolios managed for total return with an emphasis
on current income. Individually selected and tailored to your specific investment
policy and providing monthly income.
Corporate 401(k) Plans
Through an association with The Online 401(k) and Wachovia
Retirement Services I offer comprehensive 401(k) solutions to the Charlotte small business
community. At very competitive rates I can provide ongoing investment advice & services
to sponsors and to all participants.
Insurance Products
Fixed Annuities
Conservative stable value investments can sometimes be an important part
of your asset allocation - which is why, when rates are favorable, I often
recommend fixed annuities. Using an online database I can quickly search
nationwide to find the best deal available, considering both the rate of
return and the stability of the insurance company.
Securities offered through Pacific West Securities, Inc, Member FINRA/SIPC
